Paul Peter Nicolai Mar 125 minUsing Warrants to Get A Deal DoneAn essential part of scaling for start-ups and emerging companies is the strategic use of investment tools. Stock options and warrants,...
Paul Peter Nicolai Sep 19, 20234 minNew Exemption from Securities Broker Registration for M&A BrokersThere is a new exemption that allows M&A brokers to avoid registering as securities brokers. President Biden signed the Consolidated...
Paul Peter Nicolai Dec 20, 20229 minCryptocurrency Enforcement Has ArrivedThe rise of cryptocurrencies and digital assets has given rise to a crucial question: which federal regulator - the SEC or the CFTC -...
Paul Peter Nicolai Jul 26, 20221 minInvestors can recover lost-expectation damagesAn investor claimed a company owner lied when he sold him 1% of his company by not disclosing that outstanding options diluted his...